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A Land-Use History of the Southern Yucatán Peninsular Region (SYPR)

Peter Klepeis

Contents:


Project Summary

Environmental and land-use histories contribute to research dealing with global environmental change because they provide the framework or context for models that project land-cover. Among these histories, none is more important than tropical deforestation because of its contributions to potential climate change, loss of biodiversity, and sustainable development. This project creates a land-use/cover change history of the Southern Yucatán Peninsular Region (SYPR), from the 1960s to the present, where tropical deforestation, among other environmental changes, are significant. It documents what changes occurred and when, and provides an analysis of why these changes take place. Specifically, this research: (i) creates a generalized map inventory of land-uses/covers for selected time intervals; (ii) links specific kinds of land-users (managers) and their use strategies to the various changes observed; (iii) identifies the reasons that the use strategies were changed; and (iv) links these decisions, where appropriate, to major structural changes in the region, and beyond. By establishing the influence of both internal (i.e., spatially immediate variables such as household population size, proximate environmental conditions or local institutional structures) and external factors (i.e., spatially distant variables such as government policy, tropical storms or macro-economic conditions) in decision-making about land-use, understanding of the local landscape is improved and tensions among competing theories of land-use change are clarified. This project also provides the details required for in-depth evaluation of various land-use/cover models and projections, which are part of a larger research effort to which this work is attached. Methods include archival research, analysis of remotely sensed imagery, observation, and both semi-formal as well as in-depth interviews with local land managers.


Problem Overview and Significance

The human-environment relationship is a subject long claimed by geography and is defined as the core of the discipline by many of its practitioners (e.g., Barrows 1923; Kates 1987). In this century alone, geography has witnessed expressions of the relationship through the sub-fields of environmental determinism, cultural landscape, human ecology, cultural ecology, and political ecology (Turner 1997; Zimmerer 1996). Historical assessments of human-environment relationships are central to these geographic perspectives (Butzer 1990; Goudie 1994; Leighly 1967; Thomas 1956; Trimble 1974), although, ties by them to the field of history weakened over the past several decades. The sub-field of historical geography largely abandons human-environment themes (Conzen 1990; Meinig 1979), thereby, allowing environmental historians to fill the void (Cronon 1983; Crosby 1986; McNeill 1992; Pyne 1991; Richards 1990).

Central to the approach of environmental history is to gain understanding of the human-environment relationship through the detail, nuance, and synthesis of the narrative (Williams 1994a). Among those best trained in the use of narrative, environmental historians tend to follow research agendas defined internally, within their community (Cronon 1983; Richards 1990; Pyne 1991), thus, they do not necessarily contribute to questions posed by the human-environment community at large. The historical geography tradition, by contrast, focuses on the landscape (e.g., Conzen 1990) or, more recently, on "critical" assessments of environment and development (e.g., Leach and Mearns 1996).

Missing in historical assessments of human-environment relationships are studies that cooperate with the aims and output of global change research and other interdisciplinary efforts—the kind of study in which geography once contributed significantly. A return to such objectives is underway (Meyer 1995; Goudie 1994; Turner & Butzer 1992), especially as applied to land-use/cover change (Turner et al. 1995). The historical narrative provides the base understanding of the dynamics of land-use/cover change by place and time (e.g., Richards 1990; Williams 1990), thereby, providing the framework for model development and evidence for model testing (Lambin 1994). In addition, it is virtually the only way to uncover the dynamics of stochasticity in this change (e.g., Hecht and Cockburn 1989). Inasmuch as the global change community "must" model and project land-use/cover (Turner et al. 1995), land-use/cover history should be escalated in research importance. Among these histories, none is more important than tropical deforestation because of its implications for potential climate change, loss of biodiversity, and sustainable development.

The Southern Yucatán Peninsular Region (SYPR) contains one the largest remaining mature tropical forests in the Americas outside Amazonia. Essentially left alone since the Classic Maya collapse in about A.D. 900-1000 (except for selective logging of hardwoods since the 1950s), the seasonal tropical forests of the SYPR have been under assault since the 1960s when the Mexican government sited the region for development. Small-holders were settled on ejidos (communal lands established by the government), private ranches appeared, and large-scale NGO/government-sponsored projects were undertaken during the petro-dollar boom of the 1970s-1980s (Edwards 1986; Gómez-Pompa et al. 1993; Richards 1990; Villar 1995). Despite this activity, little documentation exists of the pace and scale of deforestation in the region and even less attention is given to explanations of the changes in question.

This proposal combines the richness of the narrative with the output needs of the land-use/cover change community. It does so by creating a land-use/cover change history of the SYPR, beginning in the middle of this century. It documents what changes occurred and when, and provides an analysis of why these changes take place within the most important institutional-economic unit in the region, the ejido. The results, important in their own right, also serve as the background for a larger study of global change and sustainable development that seeks to model and project the changes in question.

Land-Use/Cover and Environmental History in Global Change and Sustainability, with Reference to Mexico

Land-use and environmental history offers important insights for understanding the themes and objectives embedded in the broader research agendas of global environment change and sustainable development (Turner and Butzer 1992; UNCSD 1996; United Nations General Assembly 1992). Central to these agendas is improved understanding of the regional dynamics of land use/cover, or environmental change more broadly (e.g., Turner et al. 1995). In Mexico, development of a history tied to these agendas, such as identifying the causes of this change, is in its initial stages (e.g., Sonnefeld 1992; Aguilar et al. 1995). Continuing to build this history not only fills a research need with significant implications for environment and development discourses, it adds important considerations for the development of theories and models of environmental change, particularly by developing a narrative that links both external (i.e., spatially distant from the land-use system) and structural forces with internal (i.e., spatially immediate) and behavioral ones. While historical and humanistic perspectives may object to such models, understanding that can be modeled is the backbone of global change science and, to a lesser extent, the practice of sustainable development (UNCSD 1996; United Nations General Assembly 1992).

Among the land-use and environmental histories needed, none serve the global change and sustainable development communities more than those dealing with tropical forests. They constitute a biome incurring rapid change at this time, usually in contexts where local land managers are thought to have minimal control over the forces giving rise to deforestation (Hecht and Cockburn 1989; Brookfield, Potter & Byron 1995; Kasperson, Kasperson & Turner 1996; Smith et al. 1995). Tropical forests have important ecological, economic, cultural, and ethical significance (Myers 1992; Peluso 1992; Place 1993). Despite covering only seven percent of the earth’s surface, they contain between fifty and ninety percent of its biodiversity and perform important environmental regulatory functions (e.g., as carbon sinks and maintainers of soil structure and fertility) (Brown and Pearce1994). In addition, tropical forests are sources of wood, food and drugs; maintain unique cultures whose knowledge contributes to our understanding of the ecosystem; and have their own intrinsic value as forms of life (Brown and Pierce 1994; Myers 1992; Place 1993; Plotkin 1993). Tropical deforestation affects local and global biogeochemical cycles via soil erosion, loss of biodiversity, and climate change (e.g., Houghton 1994; Williams 1990). Deforestation can lead to drought, floods, and desertification. It disrupts hydrologic cycles on a global scale, leading to uncertain precipitation patterns, releasing carbon dioxide, and contributing to global warming (Mcguffie et al. 1995). The latest survey by the Food and Agricultural Organization (FAO 1993) estimates the global tropical deforestation rate, between 1981 and 1990, as 15.4 million hectares per year. This estimate amounts to a loss of almost one percent of tropical forest annually. While the accuracy of such generalized global surveys is questionable (e.g., Leach and Mearns 1996; Skole and Tucker 1993), tropical deforestation rates are rapid and the environmental community is concerned over potential adverse effects this has on social and ecological systems.

Southern Mexico has significant areas of tropical forest making it an important center of biodiversity (Cairns et al. 1995). In the 1980s, it ranked fourth globally in annual loss of tropical forest area (Sinclair 1985). Mexico’s average annual loss of 1.3 percent ranks first among these top four countries (Cairns et al. 1995). Gómez-Pompa and colleagues (1993) put the rate of deforestation in Mexico at 1.1 million hectares per year in the late 1980s. Between 1970 and 1990, four fifths of Mexico’s tropical and temperate forests were destroyed, largely because of government settlement schemes and expanded ranching (Sonnefeld 1992). Such high rates of deforestation help make Mexico the ninth largest producer of greenhouse gases in the world (Liverman 1992). The deforestation in Mexico is indicative of a regional trend. Between 1981-1990, the Central American region lost 1.8 percent of tropical forest per year, the second fastest rate of deforestation in the world after West Africa (FAO 1993).

Understanding Tropical Deforestation in Terms of Land-Use Change

The principal land-uses leading to significant changes in tropical forests worldwide are logging, cropping, and livestock rearing. The impacts of logging and agriculture are commonly interwoven, such as in southeastern Asia where clear cutting by the timber industry opens the forest for small-holder use (Kummer 1992; Brookfield, Potter, and Byron 1995). Logging of this kind is driven by international timber demands, negotiations between industry and countries for logging concessions, and the robustness of environmental enforcement. In the SYPR, logging has been selective to hardwoods (no clear cutting), and the presence of logging roads per se did not lead, historically, to infusion of small-holders into the region or to forest conversion.

Beyond timber pricing models or consideration of the politics involved, deforestation themes focus largely on the role of voluntary and planned small-holder settlement and how the dynamics of this process commonly lead to the expansion of medium to large-holder ranching, especially in the Latin America (Browder 1995; Hecht and Cockburn 1989; Schmink and Woods 1992). While the SYPR incurred some such large-holders, most of the deforestation, until recently, is driven by small-holder cultivators and NGO/government-directed development schemes. This situation may be changing, however, as Article 27 (Mexican government initiative) permits ejidos (communally managed land with usufruct rights given to its members) to privatize their holdings.

There are many variants of land-use/cover change taking place in tropical forest zones around the world. Dominating these changes, however, are the economics and politics of the timber industry and agricultural sector. The prevalence of ejido agriculture in the SYPR directs attention to themes of agricultural change. While there is selective logging, however, timber sector themes are less important from a land-use/cover change perspective.

 

Agricultural Change Themes

A rich literature exists on agrarian land-use change among small-holders as reflected in differential rationales of production and decision-making. Three kinds of small-holder behaviors are recognized: subsistence, market, and hybrids of the two. Simplistically, these behaviors are characterized as: subsistence-oriented in which land-managers respond to land-labor pressures largely internal to the local community; market-oriented in which land-managers respond to input and price signals external to the community; and dual production-oriented in which land-managers respond to both subsistence and market factors. These themes inform researchers of the locally produced outcomes on land management—including changes in technology that feedback on the decision-making of the household and the nature of agricultural change (e.g., Hayami and Ruttan 1971)—as well as external factors to which the small-holder is responding. Such themes are amenable to modeling because of strong connections among forcing functions, behavior, and outcomes.

Increasingly, however, it is recognized that small-holders are affected by a multitude of external factors, many, if not most, of which are not and cannot be accounted for in the models noted and that have little or nothing to do with the land-use under observation (e.g., see Blaikie and Brookfield 1987). Commonly, such as in the SYPR, these forces appear as "shocks" to the existing system, playing havoc with local land-use dynamics and, of course, the models used to assess them. Potentially, these shocks involve a large range of factors. The shocks affecting the SYPR, however, appear to involve national and international decisions that change the local structures of resource allocation or use either directly (Article 27 or NGO/government-sponsored projects) or indirectly (NAFTA). Such shocks cannot be predicted by the themes noted above.

In the SYPR, initial settlement was made by migrants in search of land on newly established government ejidos, some with large-scale, NGO/government-sponsored mechanized rice projects. In the first case, farmers engaged in subsistence cultivation but were increasingly enticed by pricing policies to grow for the government-controlled maize market. In the latter, small-holders had to borrow government-financed capital to invest in parts of the rice projects, whose produce was intended for the market. These large-scale projects were a product of the petro-dollar boom of the 1980s that ceased to operate once a bust ensued. In 1992, government policy changed to allow ejido members the right to own their lands (Article 27), a decision that apparently is leading to the proliferation of investment in livestock and pasture. A large part of deforestation and reforestation in the SYPR thus follows from dynamics that are difficult to predetermine from a small-holder, decision-making perspective.

 

Tropical Deforestation Themes

Simply understanding small-holder decision-making is insufficient to understand tropical deforestation, even where farmers are the central agents of change. Another set of themes specific to the assessment of deforestation are required, as noted by the land-use/cover change community. The first issue is the identification of a forest and deforestation; this seemingly simple issue of definition is hotly contested, leading to different base estimates (FAO 1990; Myers 1992) as well as calls for standardized definitions and better monitoring of change via remote sensing (Corlett 1995, Grainger 1993, Skole et al. 1994, Williams 1994b). This issue affects this proposal inasmuch as some of the data employed is from satellite imagery, raising related sub-issues: (i) can the resolution distinguish the various land-covers of the critical land-uses (see Grainger 1993; Moran, Brondizio and Mausel 1994; Skole et al. 1994); and (ii) can reforestation be detected from secondary growth that is cut in a swidden system (Corlett 1995; Skole and Tucker 1993; Moran, Brondizio, and Mausel 1994).

The second issue constitutes the empirical demonstration of "macro" human forces or causes of deforestation—modification and conversion—a subject hotly contested (Kummer and Turner 1994) and perhaps affected by scalar dynamics. At macro-spatial scales and in cross-site comparisons, PAT factors (where P = population, A = affluence, and T = technology) tend to be the only ones demonstrating strong statistical correlation with deforestation (Allan & Barnes 1985; Dietz & Rosa 1997; Rudel 1989; Wood et al. 1996). At micro-scales and in the historical narrative of change, however, PAT factors typically have minimal explanatory power whereas factors of institutional arrangement, policy, and markets are crucial (Kasperson, Kasperson and Turner 1996). It is important in land-use/cover and environmental histories, therefore, to be open to the consideration of all possible driving forces of change, across multiple spatial scales.

Finally, although land-use/cover change is a result of multiple competing uses, most theories and models of change are sector-based (Reibsame, Meyer, and Turner 1994). What is needed is an integrated approach in which the various uses can be coupled (Kummer and Turner 1994, Lambin 1994), and where it is recognized that coupling may be highly place or regional specific. To this end, land-use/cover and environmental histories provide a means to establish these couplings.

Background on the SYPR

The southern Yucatán peninsular region (SYPR) crosses the southern portions of the states of Quintana Roo and Campeche, Mexico, from the Caribbean Sea to the Gulf of Mexico. Located in the tropics, it consists of karstic depressions and uplands covered by seasonally inundated forest (bajos) and semi-evergreen forest, respectively (Wilson 1980). This region was once part of the central lowlands of the Classic Maya civilization. It was densely occupied and largely denuded of its forests from at least the forth to tenth centuries A.D., subsequently reverting to forest with the collapse of the Maya and remaining as such throughout the colonial and modern periods (Turner 1990). Until the early part of this century, it was sparsely occupied by Maya peoples practicing swidden cultivation. The logging of tropical hardwoods began in earnest around 1950. In 1967, a paved highway was completed through the SYPR, linking the communities of Chetumal (a free port on the east coast) with Escárcega, a railroad stop on the west coast that links Mexico with northern Yucatán.

The highway and free port were part of a larger Mexican government strategy to develop the region, especially in Quintana Roo. Commensurate with this policy, various ejidos were established and migrants from elsewhere in Mexico were encouraged to join them. In a few cases, land was obtained by investors for livestock production. The highway and policy led to an infusion of colonists. The SYPR was developed as an agricultural frontier (see Table 2).

The initial ejido farmers (Maya and non-Maya) colonizing the area practiced swidden agriculture, largely for subsistence. In the early 1970s, however, the government agency CONASUPO, principally by controlling the price of maize, offered incentives for farmers to incorporate market production. Using both international and national funding, the government of Mexico provided capital to the farmers so that they could clear the forest, modernize agriculture, and produce market crops (Edwards 1986). This resulted in farmers becoming oriented partly towards subsistence and partly towards the market. In the early 1980s, various ( Non-Governmental Organizations) NGOs and the government invested heavily in wet-rice projects in the large depressions or bajos (wetlands) throughout the area. These projects were official programs for ejidos and involved loans to farmers to participate in the programs. Due to inadequate water control, most of these rice projects failed. Some new NGO projects are now advocating agroforestry and the production of market crops like sesame seeds, chili peppers, and bananas, some of which are not grown traditionally in the region. The degree to which these new projects, as well as the effects of the 1992 land privatization law and NAFTA, affect land-use is not well understood. Livestock production, however, seems to be on the increase, apparently undertaken by ejido members.

Historically, the most pervasive land-use conversions are: (i) the conversion of upland forest to agriculture and/or pasture; (ii) the intensification of upland milpa (subsistence field that produces crops like maize, beans, and squash) to more intensive agriculture and/or pasture; (iii) reforestation from abandoned uses or milpa rotations; and (iv) the conversion of bajo (wetland) forests to quasi-mechanized rice farming.

Table 2 Major Land-Use in the SYPR since 1960.

Use Description
Logging Extensive timber extraction of hardwoods around 1950. The region was not clear-cut but selectively logged. Due to the depletion of tropical hardwoods logging has diminished significantly.
Ejido The ejido was one Mexican response to secure and redistribute land to peasants, largely Indians, based on presumed ancient tenure structures. Ejido members have secure usufruct rights to land. Recently, the government permits the transfer of this land into private holdings.
NGO/government projects During the petro-dollar boom of the 1970s and 1980s, there were various NGO and government sponsored rice cultivation projects. These efforts were largely mechanized and required an ejido member to become a financial stakeholder by borrowing funds. These schemes largely collapsed due to inappropriate technology.
Calakmul Biosphere Reserve Some ejidos are within this new reserve. They are not allowed to expand cleared land and are encouraged to find ways to improve output on land currently opened.
Ranching Raising cattle on medium-sized, private holdings began in 1970s. More recently, ejido members are also investing in cattle and converting their land to pasture.

Research Problem Specified

This project constructs a land-use/cover history of the SYPR from 1960 to the present, focusing on forests, cultivation, and ranching, as well as the identification of the major causes of land-use changes. Specifically, this research: (i) creates a generalized map inventory of land-uses/covers for selected time intervals; (ii) links specific kinds of land-users (managers) and their use strategies to the various changes observed; (iii) identifies the reasons that the use strategies were changed; and (iv) links these decisions, where appropriate, to major structural changes in the region, and beyond. The research builds on the following assumptions taken from land-use change themes and observations of the history of the region: (a) subsistence users operate within a different decision-making logic from market users; (b) subsistence and market land-use incentives may affect the same household, giving rise to diversified production strategies; (c) land-use is shifting increasingly from a subsistence to a market orientation; (d) these shifts are rational decisions in the face of changing conditions or structures (e.g., institutions, policy, markets) in which the users operate; and (e) many, if not most, of these structural changes originate at national and international levels. The land-use/cover history, therefore, weds external (e.g., government policy or macro-economic conditions) and internal (e.g., household population size or proximate environmental condition) factors operating among SYPR small-holders. In addition to improving understanding of the local landscape, this provides the details and nuances required for in-depth evaluation of various land-use/cover models and projections, which are part of a larger research effort to which this work is attached.

Research Design

International research communities engaged in land-use/cover change studies recognize the need to wed the details found in historical narratives of the problem to the development and testing of theory and models that incorporate both social and biophysical processes and outcomes (Turner et al. 1995). This proposal addresses focus one of this agenda on land-use/cover change (LUCC), providing the essential background for a larger, NASA-sponsored research effort (SYPR-Land-Cover and Land-Use Change or SYPR-LCLUC) of the George Perkins Marsh Institute, Harvard Forest, and ECOSUR-Unidad Chetumal. The research design provided below refers only to the dissertation effort, not the larger project. It should be recognized, however, that this research benefits considerably from the data and findings generated by the larger project, and is conducted synergistically with it.

 

Regional Land-Use History

The first aim of the project is to create a general, regional history of land-use/cover change for the SYPR. (1) Generalized land-use/cover sketch maps of the entire region are created for four time periods, constituting "snap shots" of major periods of change: after the paved highway was built in the late 1960s; after the government settlement projects of the 1970s; after the oil boom of the early 1980s; and the present, after the 1992 land tenure reform law (Article 27) and in the midst of NAFTA. This information is developed from assessments of aerial photography, satellite imagery, maps, archival sources, and in cooperation with the SYPR-LCLUC project. (2) A history of how the major "shocks" (identified in 1) affect the various land-use systems in the SYPR are developed through archival and survey work. This step identifies the major land management responses to changing socio-economic traditions. This effort is assisted by the expertise of ECOSUR-Unidad Chetumal (a Mexican research organization affiliated with the larger project). The key for the narrative is that the theory testing of the larger project involves a stratified random sample of all the major types of land managers in the SYRP: small-holders, ranchers, and members of NGO/government projects. Part of the survey, involving this principle investigator (PI), elicits information on the land strategy responses of land managers to the major external events or shocks to the SYPR land systems.

 

Ejido Comparative Study

The second aim of the project is to create a detailed land-use history for two or three representative ejidos. These ejidos represent the two basic environments of the region (uplands and wetlands) and the two major socio-economic experiences of small-holders (subsistence- and market-based cultivators). To accomplish this task, considerable time is spent in the two locales, gaining the trust of their populace. Individual households and ejido-groups are sampled completely through in-depth interviews—structured, quasi-structured, and open-ended— to elicit quantified and qualitative information on the following: (i) household composition and structure, time in residence, and off-farm income; (ii) land parcels used by households and strategies of use (past and present—made spatially explicit); (iii) proportion of land-use devoted to subsistence and market production; and (iv) rationales provided for basic land-use strategies and their changes relevant to the shocks in question. Note that the aim of iv is not to test theory of land-use change per se (an element of the larger project) but to provide an understanding of the decisions to shift production systems in light of the shocks noted.

The specific ejidos selected are based on those criteria that distinguish the major kinds of land-uses and differing responses to the system shocks in the region. The first criterion is the environmental distinction between seasonal wetland or bajo locations, and well-drained upland locations. Bajo locations were historically avoided until the advent of NGO/government-sponsored rice projects that subsequently failed. The associated ejidos of these projects display a distinctive land-use history. Upland locations were favored historically, beginning with subsistence agriculture. Significant movement towards market cultivation has occurred, however, and upland areas are being transformed by Article 27’s privatization of land. At least two trajectories of land-use change seem to be following this external shock: (1) increasing emphasis on small-holder livestock production and (2) intensification of cultivation owing to new cropping restrictions within the Calakmul Biosphere Reserve. Ideally, both trajectories should be captured. It is not certain at this time, however, whether both are present in the same or different upland ejidos, thus, raising the uncertainty for the need to examine closely two or three ejidos.

 

Methodology/Data

Regional Land-Use History

The study region (SYPR) is bounded by Nicolas Bravo in the east and Lago Silvituc in west, capturing the low-lying bajo environments on either side of the rolling uplands. The two locations are situated along route 186, about 180 km apart. The north-south limits of the study are to be determined, but will likely focus on 20 kilometers on either side of the road, as this distance is most influenced by settlers and, therefore, has undergone significant land-use change. Land-use/cover maps of the SYPR will be created by using interview and archival data as well as by consulting both aerial photographs and satellite imagery of the region. Sketch maps will be compared to government produced land-use maps which are available for 1975, 1985, and the mid-1990s, and to remotely sensed imagery. Regional structural forces and shocks within them are identified primarily by archival research of government documents, newspaper accounts, and scholarly work. Interviews with ejidatarios (residents of the ejido) and social scientists at ECOSUR-Unidad Chetumal (El Colegio de la Frontera Sur) supplements this work (for sampling technique see below). National and international structural forces are identified and linked to regional processes by reconstructing government policy via archival research and interviews. An ethnography of behavioral responses to the structural forces links the external change to local dynamics.

 

Sampling

The pan-region survey remains under construction, pending the specifics of the larger project and past work of ECOSUR-Unidad Chetumal. The criteria for selection include: bajo or upland environment; part of past rice projects; location within and without the biosphere reserve; age of municipio or settlement; population-land ratio; and the presence of different scales of change (e.g., livestock, orchard gardening, or minimal change). A matrix of the different trajectories of change associated with these criteria will be made after an initial field visit in July, 1997, and based on this matrix and the work of ECOSUR-Unidad Chetumal, the number of ejidos sampled is to be determined. Ideally, as many as two ejidos per major class in the matrix will be surveyed by the PI and the larger project, estimated at this time to amount to about eight ejidos.

The survey respondents (land managers) will be chosen randomly from each community after an inventory of households is created. Most households are clustered in a central location, with farmer’s fields located outside of the central community, which aids in the creation of the list. This inventory is necessary to create a random sample due to questionable existing sampling frames (e.g., 1990 government census is notoriously inaccurate). At least ten respondents from each community are to be interviewed (totaling at least 80 respondents for the project overall). Interviews with respondents are carried out in conjunction with graduate student, Colin Vance, who is a part of the larger project on land-use change to which this research is attached.

 

Semi-formal Survey Instrument

Due to the difficulties in obtaining personal land-use histories, a semi-formal survey instrument is to be employed. This technique asks more open-ended questions and allows the respondent to tell their own story of land-use change. It is a useful way to identify the decision-making rationale because it does not lead the respondent by overly pointed questions and, thus, allows for "surprise" responses. Semi-formal surveys also aid in obtaining sensitive information in a round-about way. For example, the SYPR regional literature identifies the importance of local price supports for maize and the ability to get more land within the ejido. Semi-formal surveys ask such questions as, "Did government price supports work?" or "Did the ejido system serve you well?" These questions are less specific than a formal questionnaire and allow small-holders to provide answers in ways that may be more comfortable for them and more revealing of their own views. This kind of information is quantifiable. For example, nine out ten respondents reported that they increased maize production because of secure price supports. The semi-formal survey is to be conducted in tandem with the larger project and corresponds with the households and settlements in which the formal survey work of that project is conducted. The semi-formal surveys will be pre-tested in order to create more pertinent and focused questions and to refine the language in which the questions are asked.

 

Community Meetings

Ejidos or municipio meetings also will be conducted, in cooperation with ECOSUR-Unidad Chetumal. The aim of these meetings is to elicit the collective memory and story of land-use/cover changes in the ejido, particularly in regard to the general course of use decisions between external shocks (e.g., petro-dollars, Article 27), as well as the rationales for adjustments once the shocks occurred. This level of discussion tends to elicit ejido issues at large, such as disputes with other ejidos or with the state and national authorities, as well as providing a cross-check against individual respondent error. Community meetings take place after the semi-formal interviews are administered so as not to bias land-manager responses.

 

Comparative Study

As noted, two to three ejidos are to be selected for detailed study. In these locales, semi-formal surveys will be made of all households and several community meetings are to be held over the course of the study. Key informants will be chosen, as well, based on their length of residence in the region and their willingness to participate in in-depth discussions. Informants that have lived in the area for 30-40 years are ideal in order to recreate the land-use history going back to the early 1960s. In addition, the land units of each household are to be geocoded through the use of GPS (global positioning system) registration, providing spatially explicit information that is registered with the imagery analysis of the larger study. With assistance from ECOSUR-Unidad Chetumal and Harvard Forest ecologists, the age, structure, species composition, soil fertility and other physical variables will be part of the record for each household’s land units.

 

Synthesis and Reconstruction

With the information noted, land-use/cover maps for the detailed ejido studies will be constructed, accompanied by a land-use history explaining the changes. The mapping exercise provides information that can be linked pixel-by-pixel with the remote sensing study of the larger project, and thus the use-cover linkages found can be extrapolated across the study area. The information provides a base for interpreting the imagery in the SYPR project, serving as a validation exercise. The accompanying land-use history of the detailed ejido study provides a base understanding of the results of the sample survey. The detailed study allows for an assessment of the validity of the general narrative for understanding ejido land-use changes throughout the SYPR.

Research Associations

This proposal complements, and the research findings feed into a NASA-LCLUC on modeling and projecting land-use/cover change in the SYPR. This larger project joins researchers from the George Perkins Marsh Institute (Clark University), Harvard Forest, and ECOSUR-Unidad Chetumal with the aim of assessing the strength and weaknesses and merging of spatially explicit, probability models of land-use/cover change based (i) on imagery analysis alone and "corrected" by biophysical and social information and (ii) on behavioral and structural models of land users. The NASA-SYPR project provides the research in this dissertation project with access to information that would not otherwise be available to the researcher: spatially explicit classification of land-cover for the entire region; ECOSUR data on the ejido economy and projects; access to ECOSUR specialists on Maya agriculture and local livestock production; and use of ECOSUR to gain entry into selected ejidos. In return, the land-use/cover history of this project provides a backdrop through which the NASA-SYPR effort can assess the robustness of its models.


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